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Welcome to a Strategic Alliance with Advo(k)ate Advisors

This newly launched partnership initiative paves the way for our fellow Osaic member teams to leverage our employer-sponsored retirement plan expertise to increase their wealth management business pipeline. The Advo(k)ate team does the heavy lifting and assumes the fiduciary investment advisor role for the 401(k) while directing all ancillary, rollover and wealth management business opportunities to the Osaic partner advisor.

The Networ(k)

Your team specializes in wealth management.

Our team specializes in 401(k).

Schedule a call to learn more

Advo(k)ate Advisors has decades of experience specializing in retirement plans.

Steadfast in our commitment to improving retirement outcomes through superior service, education and fee transparency, we are more than just an advisor—we are your partner in growth.

Schedule a call to learn more

Here's how our partnership becomes a pivotal turning point for your team:

Revenue Participation

Experience continuous financial benefits from a multi-year participation in the revenue from each retirement plan referral that becomes a client. All individual wealth management and rollover business is directed back to you in perpetuity. This isn’t just about immediate gains; it’s about building a lasting partnership.

Exclusive Wealth Management Rights

Unlock the full potential of every 401(k) referral. Any individual wealth management and rollover opportunities stemming from these referrals are reserved exclusively for your team. This means your expertise directly translates into more business, more growth and more revenue.

Revenue Ownership

With Advo(k)ate, every referral enriches your team not just today but forever. All referrals for individual wealth management and rollovers from your 401(k) referrals are yours. It’s an opportunity for you to build your ongoing revenues from your 401(k) referrals.

Zero Responsibility, Full Reward

While Advo(k)ate takes on the comprehensive management of the 401(k) plans, your team enjoys freedom from the administrative burdens—yet in addition to the multi-year revenue share paid to Advo(k)ate, your team will enjoy the benefits of individual client opportunities that stem from 401(k) referrals.

Let's Cultivate Success Together

What the Advisor Alliance does for you:
  • ● Protects your wealth management business from outside advisor firms who may leverage the 401k to access your client relationships
  • ● Provides multi-year revenue for your 401k referral
  • ● Reduces risk of fiduciary non-compliance
  • ● Your team receives all revenue associated with ancillary, rollover and wealth management opportunities
Learn more about the benefits

Join us in this journey of partnership-driven success.

Welcome to the Advisor Alliance, where helping you help your clients is our shared mission.

Learn more about the benefits

Advo(k)ate Advisors, LLC stands at the forefront of advising employer-sponsored retirement plans, driven by a mission to enhance 401(k) participant outcomes.

Plan Mergers & Acquisitions
Compliance & Operational Oversight
Fiduciary Investment Advice
Quarterly Investment Reviews
Proprietary Low-Cost Investment Solutions
Comprehensive Fee & Benchmarking Analyses
Fiduciary Training
Cyber Security & Plan Provider Analyses

Are you ready to join forces and work together?

Advisor Alliance is your gateway to new opportunities in wealth management and working with employers.

Connect with us today to explore how your team can benefit from this powerful partnership.

Join the Advisor Alliance today
Disclosures: Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth.

NAPA Top DC Advisor Teams

The NAPA Top DC Advisor Teams list issued on March 18, 2025 for the 2025 year highlights retirement plan advisor firms that are in a single physical location, and have at least $100 million in DC assets under advisement.  The list is based on self-reported assets under advisement as of December 3, 2024. 433 teams were selected. No fee was paid for the nomination, receipt, or promotion of the award.  Third-party ratings are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. 

NAPA Top Women of Excellence- MVP

NAPA Top Women of Excellence – MVP award issued by National Association of Plan Advisors (NAPA) on October 20, 2025 for the 2025 Year was awarded to non-producing (possibly) licensed relationship managers primarily focused on managing relationships and the retention of clients.  The financial professional applied for the recognition.  Criteria used to determine the winner(s) includes information provided on a series of quantitative and qualitative questions on their experience and practice, as well as accomplishments, contributions to the industry, state of workplace retirement plans and the ways in which they give back.  Numerous people were considered for this honor and 110 were selected in the MVP category.  No fee was paid for the nomination, receipt, or promotion of the award.  Third-party ratings are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation. 

PLANADVISER Top Retirement Plan Advisers

The PLANADVISER Top Retirement Plan Advisers listing issued on March 21, 2025 for the 2025 year recognizes the top retirement plan advisers in the industry based on quantitative measures. Criteria to be listed requires advisers to have a minimum requirement of 50 plan clients or retirement plan assets under advisement of $400 million or more. Numerous people were considered for this honor and 267 were selected. No fee was paid for the nomination, receipt, or promotion of the award.  Third-party ratings are no guarantee of future investment success and do not ensure that a client or prospective client will experience a higher level of performance or results. These ratings should not be construed as an endorsement of the advisor by any client nor are they representative of any one client’s evaluation.