Our Solutions
Fiduciary, Governance & Compliance Support
Meet fiduciary obligations with clear guidance and steady oversight, without extra complexity.
What We Deliver
A documented, repeatable framework that keeps plans compliant and committees confident.
(k)lean Analysis™ annual review covering plan operations, plan design, and compliance
Confirm payroll deposit timeliness, document the process, and correct issues
Help clients understand plan provisions and keep eligibility, enrollment, and notices aligned with plan terms
Conduct quarterly investment reviews under the IPS, monitoring all plan funds and documenting decisions
Deliver minutes promptly via DocuSign and store them in the Fiduciary Briefcase
Help clients automate enrollment, notices, and payroll feeds to simplify administration
Provide monthly fiduciary training through short education videos
Use a Committee Charter and IPS to delegate duties, set guardrails, and follow watch-list rules
Oversee required notices and testing, ensure revenue-sharing neutrality, and keep security policies on file
How We Work With Your Committee
We conduct quarterly investment reviews for every client, adapting the format to fit your committee’s preferences, whether that’s an in-person meeting, virtual call, or written report. Each review keeps decisions documented, issues addressed, and your audit trail organized.
Why It Matters
Clear governance lowers risk, reduces administrative strain, and helps participants benefit from a plan that runs the way it should.