Osaic Advisor Alliance Program

Advisor Alliance

Your team specializes in wealth management.

Our team specializes in 401(k).

Welcome to a Strategic Alliance with Advo(k)ate Advisors

This newly launched partnership initiative paves the way for our fellow Osaic member teams to leverage our employer-sponsored retirement plan expertise to increase their wealth management business pipeline. The Advo(k)ate team does the heavy lifting and assumes the fiduciary investment advisor role for the 401(k) while directing all ancillary, rollover and wealth management business opportunities to the Osaic partner advisor.

Advo(k)ate Advisors has decades of experience specializing in retirement plans.

Steadfast in our commitment to improving retirement outcomes through superior service, education and fee transparency, we are more than just an advisor—we are your partner in growth.

Schedule a call to learn more

Here's how our partnership becomes a pivotal turning point for your team:

Revenue Participation

Experience continuous financial benefits from a multi-year participation in the revenue from each retirement plan referral that becomes a client. All individual wealth management and rollover business is directed back to you in perpetuity. This isn’t just about immediate gains; it’s about building a lasting partnership.

Exclusive Wealth Management Rights

Unlock the full potential of every 401(k) referral. Any individual wealth management and rollover opportunities stemming from these referrals are reserved exclusively for your team. This means your expertise directly translates into more business, more growth and more revenue.

Revenue Ownership

With Advo(k)ate, every referral enriches your team not just today but forever. All referrals for individual wealth management and rollovers from your 401(k) referrals are yours. It’s an opportunity for you to build your ongoing revenues from your 401(k) referrals.

Zero Responsibility, Full Reward

While Advo(k)ate takes on the comprehensive management of the 401(k) plans, your team enjoys freedom from the administrative burdens—yet in addition to the multi-year revenue share paid to Advo(k)ate, your team will enjoy the benefits of individual client opportunities that stem from 401(k) referrals.

Let's Cultivate Success Together

What the Advisor Alliance does for you:

● Protects your wealth management business from outside advisor firms who may leverage the 401k to access your client relationships
● Provides multi-year revenue for your 401k referral
● Reduces risk of fiduciary non-compliance
● Your team receives all revenue associated with ancillary, rollover and wealth management opportunities

Learn more about the benefits

Join us in this journey of partnership-driven success.

Welcome to the Advisor Alliance, where helping you help your clients is our shared mission.

Learn more about the benefits

Advo(k)ate Advisors, LLC stands at the forefront of advising employer-sponsored retirement plans, driven by a mission to enhance 401(k) participant outcomes.

Plan Mergers & Acquisitions

Compliance & Operational Oversight

Fiduciary Investment Advice

Quarterly Investment Reviews

Proprietary Low-Cost Investment Solutions

Comprehensive Fee & Benchmarking Analyses

Fiduciary Training

Cyber Security & Plan Provider Analyses

Are you ready to join forces and work together?

Advisor Alliance is your gateway to new opportunities in wealth management and working with employers.

Connect with us today to explore how your team can benefit from this powerful partnership.

Join the Advisor Alliance today

Disclosures: Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth.